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Articles related to Securities and Exchange Commission


TN Founders using non-FINRA $-Finders may find SEC rules perplexing
TN Founders using non-FINRA $-Finders may find SEC rules perplexing

Are too many actors are 'worrying too little' about sanctions and-or prosecution under securities laws?

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Venture Notes- 3 Jan. 2019 - Gov.-Elect Lee retains ECD chief,<br>plus updates on tech startup capital raises
Venture Notes- 3 Jan. 2019 - Gov.-Elect Lee retains ECD chief,
plus updates on tech startup capital raises

Lee Cabinet choices affect ECD, LaunchTN, others..plus updates on capital raises.

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Beacon Center poll says State incentive wasteful, while Entertainment, Blockchain, other industries mobilize for Capitol Hill action
Beacon Center poll says State incentive wasteful, while Entertainment, Blockchain, other industries mobilize for Capitol Hill action

'Free-market' combatant of industry incentives may face new players pursuing legislated benefits.

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Nashville-based CrowdVest.co investment-target website cranks up
Nashville-based CrowdVest.co investment-target website cranks up

Regulatory changes spawn new entrants, one of which plants flag in Nashville.

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TN State Treasurer demurs on petition of SEC on PE fees transparency
TN State Treasurer demurs on petition of SEC on PE fees transparency

Questions about institutional GPs' reporting get fresh attention in some quarters.

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